A guide to setting up technology-enabled virtual wards
Published 21 December 2021
Background and definition
About virtual wards
Virtual wards (also known as hospital at home) support patients, who would otherwise be in hospital, to get the acute care, remote monitoring and treatment they need in their own home, including care homes.
A virtual ward is suitable for a range of acute conditions, including but not limited to respiratory problems, heart failure or exacerbations of a frailty-related condition for adults, and acute respiratory illness, gastroenteritis and neonatal jaundice for CYP.
All virtual wards should have the capability and capacity to use technology-enabled monitoring, where appropriate, to improve access to information that supports clinical decision-making, and support remote consultation and connections between the patient and their care team.
Definition of technology-enabled virtual wards
Virtual wards should be technology-enabled to maximise the opportunity they offer for both patients, carers and staff. Technology-enablement means the management of patients via a digital platform. As a minimum, patients should be able to measure agreed vital signs and enter data into an app or website. In some cases, they wear a device that continuously monitors and reports vital signs.
Clinical teams see individual patient measurements for the cohort of patients they are responsible for via a dashboard. The platforms or technology software ensures they are alerted when any patient moves outside agreed parameters, allowing them to take appropriate action. Patients should be supported to use remote monitoring where clinically appropriate, however it is important that alternatives are available to avoid digital exclusion and take account of personal choice. Technology should not be used to deliver virtual care where face-to-face is required. It is also important consideration is given to other opportunities technology may offer such as the use of point of care testing or remote diagnostics to support virtual wards. Guidance on accessing diagnostics on virtual wards and point of care testing on virtual wards is available.
Remote monitoring can support clinicians to safely manage higher acuity patients at home and provides reassurance to patients that they are being monitored by their clinical team. It can also reduce the burden on frontline staff by making the right information available to the right people at the right time to improve patient outcomes.
This guidance is to be used alongside the virtual wards operational framework.
Developing a requirement specification
The digital platform chosen to support a virtual ward is dependent on local need and local system digital maturity and strategy. To support this, NHS England has introduced a set of Digital Technology Assessment Criteria (DTAC) for health and social care which all digital platforms are expected to meet. Systems procuring new digital platforms should ensure this is part of their requirement specification. This gives staff, patients, and people confidence that the digital health tools they use meet NHS England's clinical safety, data protection, technical security, interoperability and usability and accessibility standards. This assessment criteria provides information on designing and assessing digital health services. It describes apps and tools that could be used for patient care, including example procurement frameworks.
Technology is an enabler of a clinical model based on local need and guided by national and locally agreed pathways of care. It is essential to start by considering the clinical and business requirements of the virtual ward service and define a service specification for technology based on those.
Teams should consider the technology partnerships and platforms already in place across their ICS in alignment with their digital strategy to support future scalability. Once the clinical and business needs are determined, a local requirement specification for the use of technology in a virtual ward can be developed. This should ideally be completed at an ICS level even if different technology platforms are in use in the short term to facilitate an ICS level solution longer term. A requirement specification for technology should as a minimum include consideration of the following. This is not an exhaustive list.
Regulatory requirements
Regulatory requirements include information governance (IG), clinical safety, technical security and Medicines and Healthcare products Regulatory Agency (MHRA) level approval required for associated devices. Further information to help with these aspects is available through Digital Technology Assessment Criteria (DTAC) guidance. Further information can be found on the FutureNHS GDE platform in a blueprint that was developed to support the deployment of remote monitoring. To access the whole blueprint you will need to be a member of the GDE Future NHS workspace.
Monitoring
Level of monitoring required, for example continuous monitoring via wearables or spot checks where patients use connected devices to record vital signs at agreed time or enter data from disconnected devices, or a combination of both
Accessibility
Software should meet the accessibility and usability standards set out in DTACs. It is important to consider the range of communication options to include web, apps, video consultation, voice calls and texts to ensure it is appropriate for the broadest range of patients.
Patient support
The level of support patients will require to use the technology should be considered. This may include supporting the use of clinical equipment, accessing a website or using an app via an electronic device. This should include access to patient information leaflets.
Equality impact assessment
Services should consider the diverse needs of patients and take steps to prevent digital exclusion. Completion of an equality impact assessment ensures the service you are specifying is inclusive and confirms alternative arrangements for patients unable to use technology.
Alongside these considerations it is essential to build a team to enable rapid delivery. Key roles will include:
- clinical leadership
- operational leadership
- programme or project management support
- information governance expertise
- procurement expertise
- digital expertise
- data or reporting expertise
- patients or people with lived experience
Clinical pathway development
The use of technology-enabled virtual wards needs to be supported by robust clinical pathways supported by appropriate local system governance. Guidelines have been developed to support acute respiratory infection, frailty, and heart failure pathways.
Locally systems are also designing clinical pathways based on local priorities. Clinical pathway guidance should be incorporated into local standard operating procedures (SOP) which support the day to day operation of the virtual ward, clearly explaining how technology will help deliver this. Clinical assessment, referral, onboarding patients onto virtual ward platforms, monitoring and discharge should be covered within any pathways and associated SOPs.
Clinical leadership
Clinical leadership is important to influence innovation and improvement in both the organisation processes and to engage and support the clinical team. Digital champions are useful to feedback learning from the clinical team and inform enhancements to the clinical pathways.
Standard operating procedures
Standard operating procedures (SOP) should be developed which describe step by step instructions for the clinical team to safely care for patients in a virtual ward setting. The SOP should include:
- define the process for patient assessment and referral to the virtual ward
- onboarding to include support for patients using the technology
- how they will be monitored
- escalation plans
- discharge management
The SOP should also include how the technology equipment will be managed, deployed to the patient, returned and associated infection control procedures. Arrangements for and links to the business continuity plan should be included.
Training
All staff involved in the delivery of the virtual ward should receive training appropriate to their role to ensure they have the knowledge and skills to safely care for their patients. A training plan should be developed at the start of the project to identify the training needs of the staff and the resources needed to deliver this. Training should include all the elements of the SOP, the technology being used and how patients and staff will use it including escalation pathways. Staff should also feel confident in providing support to patients and carers on how to use remote monitoring. Training to support virtual ward staff is available on the e-learning for healthcare platform.
Data governance
Virtual wards are often delivered through partnership working across different NHS providers, care organisations and technology partners Good practice guidelines to support the management of data driven healthcare are available as well as information governance (IG) guidance.
In collaboration with your data protection officer, a data protection impact assessment (DPIA) should be completed due to the processing of personal data. The DPIA will help you identify and minimise the data protection risks of your service. It should include:
- a description of the nature, scope, context and purpose of the processing
- an assessment of necessity, proportionality and compliance measures
- identifying and assessing risks to individuals
- identifying and controlling measures to mitigate those risks
NHS organisations should have access to the data being generated in their services. In addition to direct patient care, services should consider what analytics and reporting systems need to deliver, which may include population health management. This might include data generated being linked with information from other sources to understand the impact of virtual wards on outcomes and use of other NHS services.
A data sharing agreement (DSA) should be in place which sets out the purpose of the data sharing, covers what happens to the data sharing at each stage, and sets standards for all parties involved in sharing to be clear about their roles and responsibilities.
In respect of data processing, system agreement will be required on data controllers and processors. In all instances the NHS organisation should be the data controller, but it may be necessary to have joint controller and processor arrangements between NHS organisations. These will be set out in the DSA.
There are further tools and templates to support on data governance and information governance on the IG portal.
Clinical safety
Clinical safety is paramount in delivery of any new models of care. Guidance on reviewing tech enabled models is provided on the clinical risk management standards area of the NHS Digital website.
All trusts should have at least one clinical safety officer (CSO) in post, to consider the risk to patients of any new platform, service, pathway or digital solution. CSOs must be registered with a professional body and be a qualified and experienced clinician. Specific clinical safety training can be undertaken by staff and is delivered by NHS England. By following a clinical risk management process the potential for design flaws or user error resulting in patient harm is minimised. Standards also recognise the need for organisation commitment and management support.
When a system is implementing a remote monitoring solution to support their virtual ward it is essential that any devices comply with the CE or ISO requirements for that group of products. This will be covered as part of any DCB0160 process but is also part of The MHRA device regulations for Software as a Service (SaaS). This may include patients using their own device for example smartphone, laptop or tablet. You will need to ensure that their products also comply with the necessary CE or ISO specifications.
When deploying products that you may want to reuse it is critical that you ensure there is enough time to allow for a deep clean or decontamination of any products. It may be necessary to involve infection control teams in the preparation of a SOP to do this.
There is the requirement to maintain adherence to existing policies and procedures to include DCB0129 and DCB0160. These are NHS England’s set of requirements structured to promote and ensure the effective application of clinical risk management by those organisations that are responsible for the development and maintenance of health IT systems for use within the health and care environment. This information standard is published under section 250 of the Health and Social Care Act 2012.
Interoperability
Technical standards to support interoperability are outlined in the DTAC guidance however it is also useful to ensure clarity on the following:
Clinical data capture
Confirm what clinical data items are required. For example vital signs and patient reported outcome measures (PROMs) and how these can be shared across systems for use by different teams to avoid duplication in data capture and patients being asked for the same data numerous times.
Operational data capture
Confirm what data items are required for operational reporting and analysis. To minimise the burden on virtual ward providers, data items that enable reporting of patient attributes, throughput, length of stay, referral and discharge routes, clinical activity and patient outcomes should be captured by the systems in a consistent format and linked closely to clinical data capture.